Getting Started

Advisor WebStation is ready to help make the move to indpendence an effective one. Our transition team will guide you through each step of the process- our goal is to help you establish a legitimate and solid business foundation, and to make the process as simple and streamlined as possible.

Areas of transition with which we can assist you include:

New Account Transition
Operations
Licensing
Marketing
IT Platforms / Technology
Compliance
Our transition team will help you make sure that all of your bases are covered. Before your transition begins, we’ll meet with you to make sure your business is a solid one, and to ensure that you meet the necessary requirements.

To qualify for our services, you should:

Be active as a producing adviser
Have an acceptable compliance/CRD record
Provide a summary of accounts to be transitioned
Provide a summary of Assets Under Management (current money line)
Show production runs for the last six (6) months
Meet standards for “Master Account” (minimum of 10 retail accounts and $1,000 in WallStreet*E Institutional transaction charges)
Meet WallStreet*E Institutional transaction minimums for Premium/Private Label platforms
Due Diligence:

Preliminary interview
CRD review
Register licenses with WallStreet*E Institutional
Complete broker/advisor profile (confidential)
Meet transition team coordinator